Tag Archives: SEC violation

Focus on Defendants’ Wrongdoing against Government & Shareholders, not Against You.

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The biggest problem that I have when dealing with inquiries about whistleblower rewards is getting the whistleblower to focus on what the potential defendant did to defraud the government and/or the shareholders.  The whistleblower would rather talk about what the … Continue reading →

The SEC Whistleblowers Award Program

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On July 21, 2010, the “Dodd-Frank Wall Street Reform and Consumer Protection Act” established a whistleblower program that enables the SEC to pay an award, under regulations prescribed by the SEC and subject to certain limitations, to eligible whistleblowers who: … Continue reading →